| 1. | Have you had any claims within the last 5 years? | |
| 2. | Do you have knowledge of any circumstance that could give rise to a claim? | |
| 3. | Have you ever been the subject of a reprimand, a regulatory or disciplinary action or criminal action by any federal, state or local authority or by self-governing, regulatory body as a result of your professional services? | |
| 4. | Have you ever had an insurance company terminate your agent or general agent contract for 'cause', as that term is defined by the insurance company or agent contract? | |
| 5. | Are your total annual commissions more than $1,000,000 dollars? | |
| 6. | Do your annual commissions from the sale/servicing of Life and A&H insurance products represent at least 80% of your total annual commissions? (For purposes of this question, Life & A&H insurance products also include Disability Income Insurance, Long Term Care Insurance, Fixed Annuities and Equity Indexed Annuities) | |
| 7. | Do your total annual commissions from the sale/servicing of fully insured Group A&H Insurance Products exceed 25% of your total annual commissions?(For purpose of this question, Group A&H Insurance Products do not include Supplemental Health Insurance or Individual A&H Insurance products) | |
| 8. | Do you operate as a marketing organization or wholesaler? | |
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